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Accelerate access to capital markets and emerging fintech opportunities!  February 28 - March 1, 2017 - Toronto
FINTECH > CROWDFINANCE > INTERNET FINANCE > FUNDING

Full conference agenda and registration at www.crowdfundingsummit.ca

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Wednesday, March 1 • 15:00 - 15:45
NETWORKING w/ REGULATORS: Regulatory Representation from BC, ASC, ON and QC
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Interested in discussing registration requirements as an innovative financial business in Fintech, P2P-Marketplace Lending, Online Lending, Roboadvisory, Digital assets, blockchain payments, infrastructure?

Interested in receiving some guidance as an issuer or investor interested in raising capital or investing in the financial innovation and alternative finance sectors?

Here's the perfect opportunity to discuss registration, compliance and innovation with regulators from British Columbia, Alberta, Ontario and Quebec.

Moderators
avatar for Jason Saltzman

Jason Saltzman

Partner, Gowling WLG (Canada) LLP
Jason Saltzman practises corporate finance and securities law, with an emphasis on securities offerings, mergers and acquisitions, private equity and venture capital transactions, as well as all other aspects of corporate and securities law.Jason works with both established and emerging companies world-wide, primarily in the mining, technology, life science, cleantech (including renewable energy, water tech and ag tech), industrial, mid-tech... Read More →

Speakers
avatar for Gabriel Araish

Gabriel Araish

Senior Securities Analyst, Corporate Finance, Autorité des marchés financiers
Gabriel Araish has been with the Autorité des marchés financiers since 2010 and is a Senior Securities Analyst, Corporate Finance since 2014. He is responsible for the review and analysis of capital raising offerings and take-over bids that are subject to the provisions of the Securities Act (Québec) and securities regulation in Canada. Mr. Araish also participates in various legislative and regulation projects and... Read More →
avatar for Elliott Mak

Elliott Mak

Senior Legal Counsel, British Columbia Securities Commission
Coming soon... | | LinkedIn Profile: | https://ca.linkedin.com/in/elliott-mak-3b174421
avatar for Zach Masum

Zach Masum

Manager, Legal Services, Capital Markets Regulation, British Columbia Securities Commission
Zach oversees a team of ten staff responsible for a broad variety of issues impacting capital markets regulation.  These issues include registration matters; marketplace, exchange and trading issues; fintech and regtech (including crowdfinancing and other technology-focused business models); exempt market issues; oversight of self-regulatory organizations such as IIROC and MFDA; regulations relating to dealers, advisers and investment fund... Read More →
avatar for Amy Tsai

Amy Tsai

Fintech Regulatory Advisor, OSC LaunchPad
OSC LaunchPad is a pilot initiative of the Ontario Securities Commission. It is run by a dedicated team that will work directly with businesses in the fintech community to both better understand their barriers and help them navigate the securities regulatory framework. | | We are working to improve the regulatory experience for emerging businesses that are offering innovative services, products and applications that benefit investors... Read More →
avatar for Gloria Tsang

Gloria Tsang

Legal Counsel, Ontario Securities Commission
Legal counsel on the exempt market dealer team. Reviewed, drafted and negotiated requests for relief from dealer registration and other regulatory requirements. | | Involved in policy development and rule-making. | | Provided support and guidance to compliance review teams and other departments within the OSC, including assisting in pre-registration reviews. | | Participated in registrant outreach sessions and presentations.
avatar for Denise Weeres

Denise Weeres

Manager, Legal, Corporate Finance, Alberta Securities Commission
Denise oversees a team of 12 staff with responsibility for recommending and developing the array of rules in the Corporate Finance area including those applicable to companies and investment funds raising capital, whether privately or through a prospectus (including those relating to crowdfunding), continuous disclosure requirements for reporting issuers, and the regulation of take-over bids, M&A transactions and OTC derivatives... Read More →


Wednesday March 1, 2017 15:00 - 15:45
Concurrent Auditorium A